Hampton Securities Chairman Peter Deeb Has Been Cleared of "Conduct Unbecoming" Allegations
Hampton Securities’ Chairman Peter Deeb has been cleared of “Conduct Unbecoming” allegations, which were the subject of a three-year investigation conducted by IIROC staff. The learned panel assembled by the Investment Industry Regulatory Organization of Canada or IIROC, to hear the allegations, held IIROC to a very high standard resulting in the dismissal of the allegations. These latest proceedings come on the heels of a 2012 disciplinary hearing, which concluded with a split decision.
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